Yan Huang

黃燕
CE No. ALI707 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Huang (黃燕), a licensed former licensee with CE reference ALI707. This person has 10.1 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
XinKong International Securities Limited
信控國際證券有限公司
Rep Type 4 - Advising on securities 2012-06-11 2015-08-31
Simplex Capital Asia Limited
先策投資亞洲有限公司
Rep Type 4 - Advising on securities 2006-08-04 2011-12-31
Funderstone Securities Limited Rep Type 1 - Dealing in securities 2005-01-03 2006-07-01
Funderstone Futures Limited Rep Type 2 - Dealing in futures contracts 2005-01-03 2006-07-01

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Huang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Bing Zhao Simplex Capital Asia Limited 2006–2011
Ching Tong Simplex Capital Asia Limited 2006–2011
Ying Xia Simplex Capital Asia Limited 2006–2011
Wenli Zhao Simplex Capital Asia Limited 2006–2011
Che Cheung Ko Funderstone Futures Limited 2005–2006
William Chong Funderstone Futures Limited 2005–2006
Hiu Ching Tuen Funderstone Futures Limited 2005–2006
Priscilla Wai Man Lee Funderstone Futures Limited 2005–2006
Eugenia Ling Funderstone Futures Limited 2005–2006
Suk Fong Chan Funderstone Futures Limited 2005–2006
Angie Yeung Funderstone Futures Limited 2005–2006
Yik Keung Pin Funderstone Futures Limited 2005–2006
Kar Leung Poon Funderstone Futures Limited 2005–2006
Miu Seung Wu Funderstone Futures Limited 2005–2006
Sau Wai Hui Funderstone Futures Limited 2005–2006
Mo Ling Sigerson Funderstone Futures Limited 2005–2006
Lai Ming Yip Funderstone Futures Limited 2005–2006
Wo Kwan Sham Funderstone Futures Limited 2005–2006
Tung Leong Yeung Funderstone Futures Limited 2005–2006
Kwan Yue Judy Hui Funderstone Futures Limited 2005
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