Wan-Yu Tsai
蔡宛玉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wan-Yu Tsai (蔡宛玉), a licensed former licensee with CE reference ALH788. This person has 17.7 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hammer Capital Asset Management Limited 黑馬資本資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-03-31 | 2024-06-28 |
| Hammer Capital Asset Management Limited 黑馬資本資產管理有限公司 |
RO | Type 9 - Asset management | 2017-11-27 | 2024-06-28 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
RO | Type 4 - Advising on securities | 2012-07-17 | 2016-08-12 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
RO | Type 9 - Asset management | 2012-07-17 | 2016-08-12 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-07 | 2012-07-17 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
Rep | Type 9 - Asset management | 2009-09-07 | 2012-07-17 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 - Dealing in securities | 2004-09-27 | 2008-11-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wan-Yu Tsai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.