Winson Wai Fat Liu
廖為發
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winson Wai Fat Liu (廖為發), a licensed former licensee with CE reference ALD665. This person has 7.1 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 9 - Asset management | 2018-05-10 | 2020-11-03 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-16 | 2020-11-03 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2018-04-16 | 2020-11-03 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-05-23 | 2017-12-04 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-08 | 2017-12-04 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-03 | 2017-01-16 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-15 | 2012-11-30 |
| Itau Asia Securities Limited 億達富亞洲證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-06 | 2009-02-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-09-21 | 2005-04-08 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2004-09-21 | 2005-04-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Winson Wai Fat Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Julia Chen | Itau Asia Securities Limited | 2007–2009 |
| Monica Rocha de Carvalho | Itau Asia Securities Limited | 2007–2009 |
| Thomas John Decoene | Itau Asia Securities Limited | 2007–2009 |
| Gerson Hideaki Konishi | Itau Asia Securities Limited | 2007–2009 |
| Roberto Massaru Nishikawa | Itau Asia Securities Limited | 2007–2009 |
| Nicholas John Bannerman | CBH Asia Limited | 2018–2020 |
| Anita Hoi Ying Caswell Ng | CBH Asia Limited | 2018–2020 |
| Zachary Tin Ying Chan | CBH Asia Limited | 2018–2020 |
| Doron Huang | CBH Asia Limited | 2018–2020 |
| Ka Pui Tse | CBH Asia Limited | 2018–2020 |
| Lo Lin | CBH Asia Limited | 2018–2020 |
| Carlos Augusto Hassui | Itau Asia Securities Limited | 2007–2008 |
| Mung Mei Yu | CBH Asia Limited | 2018–2020 |
| Andrew John Bone | CBH Asia Limited | 2018–2020 |
| Jon Patrick Dingley | CBH Asia Limited | 2018–2020 |
| Tsz Kin Tsang | CBH Asia Limited | 2018–2020 |
| William Wai Hing Liu | CBH Asia Limited | 2018–2020 |
| Ping Wang | CBH Asia Limited | 2018–2020 |
| Chi Man Wong | CBH Asia Limited | 2018–2020 |
| Shiyang Yan | CBH Asia Limited | 2018–2020 |