Claude Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Claude Chen, a licensed former licensee with CE reference AKY493. This person has 5.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 1 - Dealing in securities | 2004-09-23 | 2010-01-07 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 4 - Advising on securities | 2004-09-23 | 2010-01-07 |
| Amundi Asset Management | RO | Type 4 - Advising on securities | 2004-09-23 | 2008-01-01 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 9 - Asset management | 2004-09-23 | 2010-01-07 |
| Amundi Asset Management | RO | Type 9 - Asset management | 2004-09-23 | 2008-01-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Claude Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.