Nicola Gillian Fallon

CE No. AKX172 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicola Gillian Fallon, a licensed former licensee with CE reference AKX172. This person has 2.6 years of SFC licence history. Total licence records on file: 1.

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Licence history

FirmRoleRegulated activityFromTo
CLSA Research Limited
里昂證券投資研究有限公司		 Rep Type 4 - Advising on securities 2004-07-06 2007-02-01

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicola Gillian Fallon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ting Sze Tsoi CLSA Research Limited 2004–2007
John Russell Saunders CLSA Research Limited 2004–2007
Heung Yik Leung CLSA Research Limited 2004–2007
Christopher Fenton Roberts CLSA Research Limited 2004–2007
Edmund Hugh Bradley CLSA Research Limited 2004–2007
Wai Lok Man CLSA Research Limited 2004–2007
Christopher James Russell Wood CLSA Research Limited 2004–2007
Amar Singh Gill CLSA Research Limited 2004–2007
Christopher Michael Lobello CLSA Research Limited 2004–2007
Adrian Phillip Lowe CLSA Research Limited 2004–2007
Paul Conor McKenzie CLSA Research Limited 2004–2007
Jolyon Charles Montague CLSA Research Limited 2004–2007
Andrew Shawn Reynolds CLSA Research Limited 2004–2007
Chui Ha Janice Tan CLSA Research Limited 2004–2007
Dominic Chi Ming Chan CLSA Research Limited 2004–2007
Francis Yiu Cheong Cheung CLSA Research Limited 2004–2007
Hui Li CLSA Research Limited 2004–2007
Kevin John O'Connor CLSA Research Limited 2004–2007
Daniel Johannes Schutte CLSA Research Limited 2004–2007
William James Angus Graham CLSA Research Limited 2004–2007
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