Karen Ka Ying Chan
陳家瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Ka Ying Chan (陳家瑩), a licensed former licensee with CE reference AKL746. This person has 2.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-05 | 2006-07-24 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-06-28 | 2006-07-24 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2004-06-28 | 2006-07-24 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2004-06-28 | 2006-07-24 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 - Asset management | 2004-06-28 | 2006-07-24 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 9 - Asset management | 2004-06-28 | 2005-02-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Karen Ka Ying Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.