Wing Kin Kwok
郭榮堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Kin Kwok (郭榮堅), a licensed former licensee with CE reference AJI409. This person has 10.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tengard Fund Management Limited 騰祺基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-12 | 2019-10-21 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-11 | 2012-06-26 |
| Zurich Advisory (HK) Limited 蘇黎世金融服務顧問有限公司 |
Rep | Type 4 - Advising on securities | 2008-12-23 | 2009-04-24 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2004-01-26 | 2005-02-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Kin Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.