Hong Lum Carrie Dorothy Lee
李康琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hong Lum Carrie Dorothy Lee (李康琳), a licensed former licensee with CE reference AJG269. This person has 13.0 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-07 | 2020-08-24 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-11 | 2010-04-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hong Lum Carrie Dorothy Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.