Graham Peacock
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Graham Peacock, a licensed former licensee with CE reference AJE456. This person has 2.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Richmond Asset Management Limited | Rep | Type 4 - Advising on securities | 2003-09-26 | 2005-09-07 |
| Richmond Asset Management Limited | Rep | Type 5 - Advising on futures contracts | 2003-09-26 | 2004-10-27 |
| Richmond Asset Management Limited | Rep | Type 9 - Asset management | 2003-09-26 | 2005-09-07 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Graham Peacock during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Graham Frank Bibby | Richmond Asset Management Limited | 2003–2005 |
| David Hunter | Richmond Asset Management Limited | 2003–2005 |
| Peter Ernst Obrist | Richmond Asset Management Limited | 2003–2005 |
| Nitin Dialdas | Richmond Asset Management Limited | 2003–2005 |
| Seow Chin Ghan | Richmond Asset Management Limited | 2003–2005 |
| Mita Kukreja | Richmond Asset Management Limited | 2003–2005 |
| Brian Anthony Taylor | Richmond Asset Management Limited | 2003–2005 |
| Don Lap Hung Kan | Richmond Asset Management Limited | 2004–2005 |
| Kathryn Louise Stannard | Richmond Asset Management Limited | 2003–2004 |
| Pui Yau Wong | Richmond Asset Management Limited | 2004–2005 |
| Lily Huang | Richmond Asset Management Limited | 2003–2004 |
| Scott Alan Przirembel | Richmond Asset Management Limited | 2003–2004 |
| Roshan Kumar Rai | Richmond Asset Management Limited | 2003–2004 |
| Yi Hua Chen | Richmond Asset Management Limited | 2004 |