Dong Liu
劉冬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dong Liu (劉冬), a licensed former licensee with CE reference AJE099. This person has 1.0 year of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Safe Investment Company Limited 中國華安投資有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-03-18 |
| Safe Investment Company Limited 中國華安投資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-18 |
| Safe Investment Company Limited 中國華安投資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-18 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Dong Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Li Liang | Safe Investment Company Limited | 2003–2004 |
| Chun Man Lee | Safe Investment Company Limited | 2003–2004 |
| Shing Sum Man | Safe Investment Company Limited | 2003–2004 |
| Wai Kim Ng | Safe Investment Company Limited | 2003–2004 |
| Yu Hong Zhong | Safe Investment Company Limited | 2003–2004 |