Wan Ha

夏雲
CE No. AJD449 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wan Ha (夏雲), a licensed former licensee with CE reference AJD449. This person has 2.4 years of SFC licence history. Total licence records on file: 1.

Information

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Licence history

FirmRoleRegulated activityFromTo
China Securities Holdings Limited
中國証券控股有限公司		 Rep Type 1 - Dealing in securities 2003-10-21 2006-02-28

Worked alongside

The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Wan Ha during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Wendy Man Wah Poon China Securities Holdings Limited 2003–2006
Hou Cheong Lee China Securities Holdings Limited 2003–2005
Ming Hung Lee China Securities Holdings Limited 2003–2005
Siu Fun Cheung China Securities Holdings Limited 2003–2005
King Chiu Li China Securities Holdings Limited 2003–2006
Stephanie Suk Wai Liu China Securities Holdings Limited 2003–2006
Yan Ho Wai China Securities Holdings Limited 2004–2005
Carmen Ka Man Au China Securities Holdings Limited 2003–2005
Chun Lam China Securities Holdings Limited 2003–2004
Ching Po Tong China Securities Holdings Limited 2005–2006
Ying Chi Lam China Securities Holdings Limited 2005
Yiu Wah Shum China Securities Holdings Limited 2004–2005
Yip Chuen Wong China Securities Holdings Limited 2005–2006
Kwong Wa Cheng China Securities Holdings Limited 2003–2005
Ying Sum Lee China Securities Holdings Limited 2003–2004
Dany Ping Fai Iu China Securities Holdings Limited 2003–2004
Ming Chi Choi China Securities Holdings Limited 2003–2004
Jordan Cheuk Wing Wu China Securities Holdings Limited 2006
Heung Chuen Leung China Securities Holdings Limited 2006
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