Harvey Wun
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Harvey Wun, a licensed former licensee with CE reference AJD165. This person has 8.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pinehill Capital Limited | RO | Type 9 - Asset management | 2010-09-24 | 2016-11-01 |
| Citadel Asia Limited | Rep | Type 9 - Asset management | 2008-07-23 | 2010-03-23 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2003-08-12 | 2004-03-08 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-08-12 | 2004-03-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Harvey Wun during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.