Tin Yau Dominic Lam
林天洋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tin Yau Dominic Lam (林天洋), a licensed former licensee with CE reference AJD120. This person has 5.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-06-29 | 2009-09-03 |
| Patterson Financial Services Limited | Rep | Type 4 - Advising on securities | 2005-05-10 | 2009-03-20 |
| Splendor Global Investments Limited 卓智環球投資有限公司 |
Rep | Type 4 - Advising on securities | 2003-08-08 | 2005-02-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tin Yau Dominic Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.