Yau Wing Spencer Lo
盧有榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yau Wing Spencer Lo (盧有榮), a licensed former licensee with CE reference AJA076. This person has 1.8 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Institutional Trust Services (Asia) Limited 滙豐機構信託服務(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-01-15 |
| HSBC Institutional Trust Services (Asia) Limited 滙豐機構信託服務(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-15 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Yau Wing Spencer Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.