Thomas Kieran Peters
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Kieran Peters, a licensed former licensee with CE reference AIY427. This person has 0.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2004-02-20 | 2004-03-23 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2003-05-13 | 2003-11-04 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | 2003-05-13 | 2003-07-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Kieran Peters during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.