Steven Zwaan

CE No. AIX152 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Zwaan, a licensed former licensee with CE reference AIX152. This person has 8.2 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
RBS Asia Corporate Finance Limited
蘇皇融資亞洲有限公司		 Rep Type 1 - Dealing in securities 2004-02-16 2011-08-30
RBS Asia Corporate Finance Limited
蘇皇融資亞洲有限公司		 Rep Type 6 - Advising on corporate finance 2004-02-16 2011-08-30
RBS Asia Corporate Finance Limited
蘇皇融資亞洲有限公司		 Rep Type 1 - Dealing in securities 2003-04-30 2004-01-10
RBS Asia Corporate Finance Limited
蘇皇融資亞洲有限公司		 Rep Type 6 - Advising on corporate finance 2003-04-30 2004-01-10

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Steven Zwaan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Matthew Kirkby RBS Asia Corporate Finance Limited 2003–2011
Monika Prabhudayal Agarwal RBS Asia Corporate Finance Limited 2004–2011
Rene Arian Mijne RBS Asia Corporate Finance Limited 2003–2010
Andrew Fu Chiu Fong RBS Asia Corporate Finance Limited 2004–2011
May C Lee RBS Asia Corporate Finance Limited 2004–2010
Michael William Robert Bracken RBS Asia Corporate Finance Limited 2005–2011
James Pearson RBS Asia Corporate Finance Limited 2004–2009
Michael Robert Niederberger RBS Asia Corporate Finance Limited 2005–2011
Bun Chen RBS Asia Corporate Finance Limited 2003–2011
Gang Wu RBS Asia Corporate Finance Limited 2003–2011
Peter John Goulston RBS Asia Corporate Finance Limited 2004–2010
John Patrick Moore RBS Asia Corporate Finance Limited 2003–2009
Maartje Leonoor Bus RBS Asia Corporate Finance Limited 2006–2011
Abhishek Bakshi RBS Asia Corporate Finance Limited 2006–2011
Boon Cheong Alan Sebastian Tan RBS Asia Corporate Finance Limited 2003–2010
Ben Quentin Gledhill RBS Asia Corporate Finance Limited 2003–2008
Richard Alan Griffiths RBS Asia Corporate Finance Limited 2003–2010
Richard Wallace D'Arcy Orders RBS Asia Corporate Finance Limited 2003–2009
Vanora Ming Tzu Lie RBS Asia Corporate Finance Limited 2003–2009
Lindsay Victoria Campbell RBS Asia Corporate Finance Limited 2007–2011
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