Gary Harvey
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gary Harvey, a licensed former licensee with CE reference AIU632. This person has 1.8 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2010-07-28 | 2012-05-25 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
RO | Type 4 - Advising on securities | 2010-07-28 | 2012-05-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Gary Harvey during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.