Derek Connell Young
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Derek Connell Young, a licensed former licensee with CE reference AIR794. This person has 6.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
RO | Type 4 - Advising on securities | 2008-03-07 | 2009-07-15 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
RO | Type 1 - Dealing in securities | 2007-12-28 | 2009-07-15 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2004-12-08 | 2009-07-15 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
RO | Type 4 - Advising on securities | 2004-12-08 | 2009-07-15 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-12-08 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-12-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Derek Connell Young during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.