Yuen Ning Lui

呂婉寧
CE No. AIR770 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Ning Lui (呂婉寧), a licensed former licensee with CE reference AIR770. This person has 2.5 years of SFC licence history. Total licence records on file: 5.

Information

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Licence history

FirmRoleRegulated activityFromTo
VC Brokerage Limited
滙盈證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2005-09-27
VC Brokerage Limited
滙盈證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-06-08
VC Brokerage Limited
滙盈證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-06-08
VC Brokerage Limited
滙盈證券有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2003-08-26
VC Brokerage Limited
滙盈證券有限公司
Rep Type 9 - Asset management Pre-2003 2004-06-08

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuen Ning Lui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Po Chu Lau VC Brokerage Limited 2003–2005
Wai Chun Chan VC Brokerage Limited 2003–2005
Kwong Chiu Leung VC Brokerage Limited 2003–2005
Daniel Tak Ho Wong VC Brokerage Limited 2003–2005
Sau Lin Wong VC Brokerage Limited 2003–2005
Koon Hung Tsang VC Brokerage Limited 2003–2005
Ella Sau Kuen Lau VC Brokerage Limited 2003–2005
Dick Tak Ming Ma VC Brokerage Limited 2003–2005
Hoi Chung Yip VC Brokerage Limited 2003–2005
Sze Cheung Leung VC Brokerage Limited 2003–2005
Chester Ying Ho Tam VC Brokerage Limited 2003–2005
Tak Choi Cheng VC Brokerage Limited 2003–2005
Kin Yip VC Brokerage Limited 2003–2005
Chung Shing Cheung VC Brokerage Limited 2003–2005
Suk Hing Chow VC Brokerage Limited 2003–2005
Lai Ying Lee VC Brokerage Limited 2003–2005
Man Shu Lee VC Brokerage Limited 2003–2005
Martin Chat Tin Leung VC Brokerage Limited 2003–2005
Hing Lee Leung VC Brokerage Limited 2003–2005
Chi Ho Leung VC Brokerage Limited 2003–2005
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