Chi Man Li
李志文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Man Li (李志文), a licensed former licensee with CE reference AIR529. This person has 1.0 year of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| La Roche & Co Asia Limited 瑞羅亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-11 | 2010-12-31 |
| La Roche & Co Asia Limited 瑞羅亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2010-01-11 | 2010-12-31 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Man Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.