Wanda Ngai Lo Wan
溫艾娜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wanda Ngai Lo Wan (溫艾娜), a licensed former licensee with CE reference AIR288. This person has 2.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
RO | Type 1 - Dealing in securities | 2006-01-25 | 2006-08-30 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2005-02-16 | 2006-08-30 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
RO | Type 9 - Asset management | 2005-02-16 | 2006-08-30 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
RO | Type 9 - Asset management | 2005-02-16 | 2006-08-30 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-05-12 | 2005-02-16 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 9 - Asset management | 2004-05-12 | 2005-02-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wanda Ngai Lo Wan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.