Sau Wai Lau
劉秀慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Wai Lau (劉秀慧), a licensed former licensee with CE reference AIQ681. This person has 7.5 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2010-09-30 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2010-09-30 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-25 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sau Wai Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.