Brian Lok Hang Yuen
袁樂恒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian Lok Hang Yuen (袁樂恒), a licensed former licensee with CE reference AIL378. This person has 3.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Shanghai Capital Limited 第一上海融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-09-12 | 2007-04-04 |
| CSC Asia Limited 群益亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-30 |
| CSC Asia Limited 群益亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2006-03-15 |
| CSC Asia Limited 群益亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Brian Lok Hang Yuen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Andrew Chi Kin Chiu | CSC Asia Limited | 2003–2006 |
| Lai Kar Leung | CSC Asia Limited | 2003–2006 |
| Winnie Wing Man Yau | CSC Asia Limited | 2003–2006 |
| Rooppi Ching Man Ho | CSC Asia Limited | 2003–2006 |
| Ying Chi Yiu | CSC Asia Limited | 2003–2006 |
| Lai Ngor Chan | CSC Asia Limited | 2003–2004 |
| Howard Ho Wai Tang | CSC Asia Limited | 2003–2006 |
| Yu-Hui Tu | CSC Asia Limited | 2003–2006 |
| Kevin Hoi Chak So | CSC Asia Limited | 2003–2004 |
| Shi Chung Chou | CSC Asia Limited | 2003–2004 |
| Frederick Chi Nik Wong | CSC Asia Limited | 2003–2004 |
| Ivy Pik Shan Lock | CSC Asia Limited | 2004–2006 |
| Wai Kit Siu | CSC Asia Limited | 2004–2006 |
| Wan Man Chan | CSC Asia Limited | 2003–2004 |
| Chi Kwong Cheng | First Shanghai Capital Limited | 2006–2007 |
| Patrick Wong | First Shanghai Capital Limited | 2006–2007 |
| Tseng Wing Lee | First Shanghai Capital Limited | 2006–2007 |
| Helen Zee | First Shanghai Capital Limited | 2006–2007 |
| Eva Yee Wah Chan | First Shanghai Capital Limited | 2006–2007 |
| Hon Man Eric Lee | First Shanghai Capital Limited | 2006–2007 |