Chin Ming Lam
林展明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chin Ming Lam (林展明), a licensed former licensee with CE reference AIL023. This person has 15.8 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prior Securities Limited 昇悅證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-07 | 2021-11-19 |
| Prior Asset Management Limited 昇悅資產管理有限公司 |
RO | Type 4 - Advising on securities | 2016-09-14 | 2021-11-19 |
| Prior Asset Management Limited 昇悅資產管理有限公司 |
RO | Type 9 - Asset management | 2016-09-14 | 2021-11-19 |
| QH Asset Management Company Limited 前海特華資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2014-07-03 | 2016-08-31 |
| QH Asset Management Company Limited 前海特華資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2014-07-03 | 2016-08-31 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 4 - Advising on securities | 2012-08-20 | 2012-08-31 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 9 - Asset management | 2012-08-20 | 2012-08-31 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-04-30 | 2012-06-18 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
Rep | Type 9 - Asset management | 2012-04-30 | 2012-06-18 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-19 | 2012-04-27 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-05-14 | 2012-04-27 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2009-05-14 | 2012-04-27 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-10-25 | 2008-12-10 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 9 - Asset management | 2007-10-25 | 2008-12-10 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2007-02-06 | 2007-06-14 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2007-02-06 | 2007-06-14 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-12-29 | 2007-06-14 |
| Patterson Financial Services Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2006-12-06 |
| Patterson Financial Services Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chin Ming Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.