Deborah Mary Bannon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Deborah Mary Bannon, a licensed former licensee with CE reference AIK991. This person has 20.4 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 1 - Dealing in securities | 2019-04-04 | 2025-05-17 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 4 - Advising on securities | 2019-04-04 | 2025-05-17 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 9 - Asset management | 2019-04-04 | 2025-05-17 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-24 | 2019-04-04 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-24 | 2019-04-04 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2012-05-24 | 2016-12-31 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2012-05-24 | 2016-12-31 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-01 | 2012-05-24 |
| Pioneer Global Investments (HK) Limited | RO | Type 1 - Dealing in securities | 2008-06-24 | 2010-07-07 |
| Pioneer Global Investments (HK) Limited | RO | Type 4 - Advising on securities | 2008-06-24 | 2010-07-07 |
| Pioneer Global Investments (HK) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-06-24 |
| Pioneer Global Investments (HK) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2008-06-24 |
| Pioneer Global Investments (HK) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-09-30 |
| Pioneer Global Investments (HK) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Deborah Mary Bannon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.