Tze Man Li
李芷敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tze Man Li (李芷敏), a licensed former licensee with CE reference AIH473. This person has 5.5 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-18 | 2008-10-11 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-06-30 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-06-30 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2006-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tze Man Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.