Ho Yee Tsui
徐皓皚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yee Tsui (徐皓皚), a licensed former licensee with CE reference AIH171. This person has 9.9 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-26 | 2015-09-01 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-02-28 | 2015-09-01 |
| Platinum Broking Company Limited 百德能經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2004-06-04 | 2004-08-06 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-06-01 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-06-01 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-01 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-02 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-06-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ho Yee Tsui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.