Thomas Pui Yin Pang

彭沛然
CE No. AIC881 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Pui Yin Pang (彭沛然), a licensed former licensee with CE reference AIC881. This person has 3.4 years of SFC licence history. Total licence records on file: 5.

Information

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Licence history

FirmRoleRegulated activityFromTo
Link Asset Management Limited
領展資產管理有限公司
Rep Type 9 - Asset management 2006-04-07 2007-02-14
Huajin Corporate Finance (International) Limited
華金融資(國際)有限公司
RO Type 4 - Advising on securities 2003-11-27 2005-10-15
Huajin Corporate Finance (International) Limited
華金融資(國際)有限公司
RO Type 6 - Advising on corporate finance 2003-11-27 2005-10-15
WAG Financial Services Group Limited
華高金融服務有限公司
RO Type 4 - Advising on securities Pre-2003 2005-10-15
WAG Financial Services Group Limited
華高金融服務有限公司
RO Type 6 - Advising on corporate finance Pre-2003 2005-10-15

Worked alongside

The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Pui Yin Pang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
King Fai Tsui WAG Financial Services Group Limited 2003–2005
Yiu Wa Alec Tsui WAG Financial Services Group Limited 2003–2005
Shirley Wai Man Poon WAG Financial Services Group Limited 2003–2004
Phyllis Man Yu Tsoi WAG Financial Services Group Limited 2004–2005
Pauline Du WAG Financial Services Group Limited 2005
Henry Ying Chew Cheong Huajin Corporate Finance (International) Limited 2003–2005
Simon Kam Por Ho Link Asset Management Limited 2006–2007
Hing Woh So Link Asset Management Limited 2006–2007
Dexter Tak Yin Tao WAG Financial Services Group Limited 2003
Norman C. Lowe Link Asset Management Limited 2006–2007
Po Yuk Leung WAG Financial Services Group Limited 2003
Ming Lou WAG Financial Services Group Limited 2004
Gary Kin Kwong Kwok WAG Financial Services Group Limited 2004
Fook Aun Chew Link Asset Management Limited 2007
Paul Kwok Kin Cheng Huajin Corporate Finance (International) Limited 2003–2004
Kevin Kwok Hoe Leung Link Asset Management Limited 2006
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