Mae Lim

CE No. AHS268 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mae Lim, a licensed former licensee with CE reference AHS268. This person has 1.1 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
RBS Asia Corporate Finance Limited
蘇皇融資亞洲有限公司		 Rep Type 1 - Dealing in securities Pre-2003 2004-05-19
RBS Asia Corporate Finance Limited
蘇皇融資亞洲有限公司		 Rep Type 4 - Advising on securities Pre-2003 2004-05-19
RBS Asia Corporate Finance Limited
蘇皇融資亞洲有限公司		 Rep Type 6 - Advising on corporate finance Pre-2003 2004-05-19
RBS Asia Corporate Finance Limited
蘇皇融資亞洲有限公司		 Rep Type 9 - Asset management Pre-2003 2004-05-19

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mae Lim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Richard Alan Griffiths RBS Asia Corporate Finance Limited 2003–2004
Kwok Kit John Chan RBS Asia Corporate Finance Limited 2003–2004
Weimin Chen RBS Asia Corporate Finance Limited 2003–2004
Sander Bastiaan Hamersma RBS Asia Corporate Finance Limited 2003–2004
Richard Wallace D'Arcy Orders RBS Asia Corporate Finance Limited 2003–2004
Farzad Haider Alvi RBS Asia Corporate Finance Limited 2003–2004
Craig Edmund Courtney RBS Asia Corporate Finance Limited 2003–2004
Peter Cheng RBS Asia Corporate Finance Limited 2003–2004
Hong Chan RBS Asia Corporate Finance Limited 2003–2004
Yu-Hwei Cheng Chen RBS Asia Corporate Finance Limited 2003–2004
Curtis Sherwin Chen RBS Asia Corporate Finance Limited 2003–2004
Gary Ming Tak Chan RBS Asia Corporate Finance Limited 2003–2004
Bun Chen RBS Asia Corporate Finance Limited 2003–2004
Peter John Chapman RBS Asia Corporate Finance Limited 2003–2004
Mark Laurence Dempsey RBS Asia Corporate Finance Limited 2003–2004
Stephen Neale Edwards RBS Asia Corporate Finance Limited 2003–2004
Neil John Galloway RBS Asia Corporate Finance Limited 2003–2004
Gerard Sheng Gu RBS Asia Corporate Finance Limited 2003–2004
Connie See Wai Hui RBS Asia Corporate Finance Limited 2003–2004
Peng Peng Lee RBS Asia Corporate Finance Limited 2003–2004
Explore the interactive colleague network →

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