Ka Wing Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wing Lee (李家榮), a licensed Responsible Officer with CE reference AHP762. Currently licensed at 1 firm(s): Zhongtai International Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 23.1 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2019-03-15 | present |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-03-15 | present |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RO | Type 1 - Dealing in securities | 2014-10-10 | 2019-02-04 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2008-07-30 | 2019-02-04 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-23 | 2014-10-10 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-04-24 | 2008-07-30 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-24 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2007-04-01 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Wing Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.