Wen Pin Lu

盧文彬
CE No. AHP538 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen Pin Lu (盧文彬), a licensed former licensee with CE reference AHP538. This person has 4.6 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
Tokio Marine Investment Services, Limited
東京海上投資管理有限公司
Rep Type 4 - Advising on securities 2006-07-10 2008-02-29
CLSA Research Limited
里昂證券投資研究有限公司
Rep Type 4 - Advising on securities 2003-07-08 2006-06-23

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wen Pin Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ting Sze Tsoi CLSA Research Limited 2003–2006
John Russell Saunders CLSA Research Limited 2003–2006
Tau Cheung Cheng CLSA Research Limited 2003–2006
Heung Yik Leung CLSA Research Limited 2003–2006
Christopher Fenton Roberts CLSA Research Limited 2003–2006
Edmund Hugh Bradley CLSA Research Limited 2003–2006
Wai Lok Man CLSA Research Limited 2003–2006
Christopher James Russell Wood CLSA Research Limited 2003–2006
Gary William John Coull CLSA Research Limited 2003–2006
Vonnie Lai Yin Chan CLSA Research Limited 2003–2006
Amar Singh Gill CLSA Research Limited 2003–2006
Christopher Michael Lobello CLSA Research Limited 2003–2006
Adrian Phillip Lowe CLSA Research Limited 2003–2006
Paul Conor McKenzie CLSA Research Limited 2003–2006
Andrew Shawn Reynolds CLSA Research Limited 2003–2006
Chui Ha Janice Tan CLSA Research Limited 2003–2006
Keith Kwok Ki Yeung CLSA Research Limited 2003–2006
Dominic Chi Ming Chan CLSA Research Limited 2003–2006
Francis Yiu Cheong Cheung CLSA Research Limited 2003–2006
Hui Li CLSA Research Limited 2003–2006
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