Ben McLean Scott
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ben McLean Scott, a licensed former licensee with CE reference AHN478. This person has 4.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2003-06-06 | 2007-12-12 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2003-06-06 | 2007-12-12 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2003-06-06 | 2007-12-12 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2003-06-06 | 2007-12-12 |
| Zurich Capital Markets Hong Kong Limited 蘇黎世資本市場香港有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-04-15 |
Worked alongside
The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Ben McLean Scott during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Stephen James Conrad | Zurich Capital Markets Hong Kong Limited | 2003 |