Richard Thomas William Wilks
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Thomas William Wilks, a licensed former licensee with CE reference AHM407. This person has 0.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS TD Waterhouse Securities (Hong Kong) Limited DBS宏達理財證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-12-01 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-12-01 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Richard Thomas William Wilks during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.