Pierre Charles Gislain Rousseau

CE No. AHL124 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pierre Charles Gislain Rousseau, a licensed former licensee with CE reference AHL124. This person has 15.2 years of SFC licence history. Total licence records on file: 10.

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Licence history

FirmRoleRegulated activityFromTo
BNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
RO Type 7 - Providing automated trading services 2009-10-15 2015-11-30
BNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
RO Type 1 - Dealing in securities 2006-09-19 2018-06-30
BNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
RO Type 4 - Advising on securities 2006-09-19 2018-06-30
BNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
Rep Type 1 - Dealing in securities 2005-08-22 2006-09-19
SG Asset Finance (Hong Kong) Limited RO Type 2 - Dealing in futures contracts 2003-10-02 2005-07-30
SG Asset Finance (Hong Kong) Limited RO Type 1 - Dealing in securities Pre-2003 2005-07-30
Credit Agricole Indosuez Cheuvreux Securities (Hong Kong) Limited
東方匯理盛富香港證券有限公司
RO Type 1 - Dealing in securities Pre-2003 2003-09-30
Newedge Broker Hong Kong Limited
新際經紀香港有限公司
RO Type 2 - Dealing in futures contracts Pre-2003 2005-07-30
Newedge Broker Hong Kong Limited
新際經紀香港有限公司
RO Type 7 - Providing automated trading services Pre-2003 2003-07-09
SG Asset Finance (Hong Kong) Limited RO Type 7 - Providing automated trading services Pre-2003 2003-07-09

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pierre Charles Gislain Rousseau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Paul Frederic Henri Saubestre Newedge Broker Hong Kong Limited 2003–2005
Kam Man Shiu Newedge Broker Hong Kong Limited 2003–2005
Mark Alexander Thorburn SG Asset Finance (Hong Kong) Limited 2003–2005
Bruno Shu Kuen Mak Newedge Broker Hong Kong Limited 2003–2005
Dun Shing Lee Newedge Broker Hong Kong Limited 2003–2005
Henry Chun Wai Hui SG Asset Finance (Hong Kong) Limited 2003–2004
Eddie Man Yin Li SG Asset Finance (Hong Kong) Limited 2003–2005
Quean Sin Yee Fung SG Asset Finance (Hong Kong) Limited 2003–2005
Rosanna Chi Wai Yeung SG Asset Finance (Hong Kong) Limited 2003–2005
Kwan Kit Lee SG Asset Finance (Hong Kong) Limited 2003–2004
Siu Fai Cheung SG Asset Finance (Hong Kong) Limited 2003–2004
Chak Ming Ng SG Asset Finance (Hong Kong) Limited 2003–2004
James Jung-Kyong Young SG Asset Finance (Hong Kong) Limited 2003–2004
Ferdinand So SG Asset Finance (Hong Kong) Limited 2003–2004
Thomas Kieran Peters SG Asset Finance (Hong Kong) Limited 2003–2004
Sze Chung Fung SG Asset Finance (Hong Kong) Limited 2003–2004
Ernest Kwong Hung Fan Credit Agricole Indosuez Cheuvreux Securities (Hong Kong) Limited 2003
Nico Torchetti SG Asset Finance (Hong Kong) Limited 2003–2004
Matthew Edmund Carr SG Asset Finance (Hong Kong) Limited 2004–2005
Sock Ngoh Jip Newedge Broker Hong Kong Limited 2003
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