Pierre Charles Gislain Rousseau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pierre Charles Gislain Rousseau, a licensed former licensee with CE reference AHL124. This person has 15.2 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 7 - Providing automated trading services | 2009-10-15 | 2015-11-30 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2006-09-19 | 2018-06-30 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2006-09-19 | 2018-06-30 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-22 | 2006-09-19 |
| SG Asset Finance (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2003-10-02 | 2005-07-30 |
| SG Asset Finance (Hong Kong) Limited | RO | Type 1 - Dealing in securities | Pre-2003 | 2005-07-30 |
| Credit Agricole Indosuez Cheuvreux Securities (Hong Kong) Limited 東方匯理盛富香港證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-09-30 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-07-30 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-09 |
| SG Asset Finance (Hong Kong) Limited | RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pierre Charles Gislain Rousseau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.