Dominick Hsieh
謝天驕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dominick Hsieh (謝天驕), a licensed former licensee with CE reference AHH623. This person has 11.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hantec Futures Limited 亨達期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-01-11 | 2014-11-03 |
| Hantec Futures Limited 亨達期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-05-20 | 2012-01-11 |
| Hantec Securities Co. Limited 亨達證券有限公司 |
RO | Type 4 - Advising on securities | 2004-10-08 | 2005-08-25 |
| Hantec Securities Co. Limited 亨達證券有限公司 |
RO | Type 9 - Asset management | 2004-10-08 | 2005-08-25 |
| Hantec Securities Co. Limited 亨達證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2014-11-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dominick Hsieh during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.