Stephen John Berger
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen John Berger, a licensed former licensee with CE reference AHA893. This person has 1.3 years of SFC licence history. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Anuenue Advisors Limited 鉅亨顧問有限公司 |
Rep | Type 9 - Asset management | 2005-10-14 | 2006-07-28 |
| Anuenue Advisors Limited 鉅亨顧問有限公司 |
Rep | Type 4 - Advising on securities | 2005-04-04 | 2006-07-28 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen John Berger during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| James Ting-Yeh Yang | Anuenue Advisors Limited | 2005–2006 |
| Wai Yan Cheng | Anuenue Advisors Limited | 2005–2006 |
| Anson Chan | Anuenue Advisors Limited | 2005–2006 |
| Stephen Hing Wah Wong | Anuenue Advisors Limited | 2005 |