Tai Gon Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tai Gon Kim, a licensed former licensee with CE reference AHA414. This person has 13.3 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| QL Asset Management Company Limited | RO | Type 1 - Dealing in securities | 2014-10-06 | 2017-07-05 |
| QL Asset Management Company Limited | RO | Type 4 - Advising on securities | 2014-10-06 | 2017-07-05 |
| QL Asset Management Company Limited | RO | Type 9 - Asset management | 2014-10-06 | 2017-07-05 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
RO | Type 4 - Advising on securities | 2006-12-01 | 2013-10-28 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
RO | Type 9 - Asset management | 2006-12-01 | 2013-10-28 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
Rep | Type 4 - Advising on securities | 2004-09-20 | 2006-12-01 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-04-13 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-15 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2006-12-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tai Gon Kim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.