Ka Yuen Chu
朱家源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yuen Chu (朱家源), a licensed former licensee with CE reference AGU148. This person has 21.7 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prime Global InterBroker Limited 興偉聯合證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2024-12-27 |
| Prime Global InterBroker Limited 興偉聯合證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-18 |
| Prime Global InterBroker Limited 興偉聯合證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-18 |
| Prime Global InterBroker Limited 興偉聯合證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Yuen Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.