Young Min Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Young Min Kim, a licensed former licensee with CE reference AGU017. This person has 4.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2007-07-31 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2007-07-31 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-10 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2007-07-31 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Young Min Kim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.