Ying Sum Lee

李英森
CE No. AGP742 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Sum Lee (李英森), a licensed former licensee with CE reference AGP742. This person has 1.7 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
China Securities Holdings Limited
中國証券控股有限公司
Rep Type 1 - Dealing in securities Pre-2003 2004-12-26
China Securities Holdings Limited
中國証券控股有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-12-26
China Securities Holdings Limited
中國証券控股有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-12-26
China Securities Holdings Limited
中國証券控股有限公司
Rep Type 9 - Asset management Pre-2003 2004-12-26

Worked alongside

The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Ying Sum Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
King Chiu Li China Securities Holdings Limited 2003–2004
Carmen Ka Man Au China Securities Holdings Limited 2003–2004
Kwong Wa Cheng China Securities Holdings Limited 2003–2004
Stephanie Suk Wai Liu China Securities Holdings Limited 2003–2004
Dany Ping Fai Iu China Securities Holdings Limited 2003–2004
Ming Chi Choi China Securities Holdings Limited 2003–2004
Wan Ha China Securities Holdings Limited 2003–2004
Hou Cheong Lee China Securities Holdings Limited 2003–2004
Ming Hung Lee China Securities Holdings Limited 2003–2004
Chun Lam China Securities Holdings Limited 2003–2004
Wendy Man Wah Poon China Securities Holdings Limited 2003–2004
Siu Fun Cheung China Securities Holdings Limited 2003–2004
Kwong Yu Ho China Securities Holdings Limited 2003
Yiu Wah Shum China Securities Holdings Limited 2004
Yan Ho Wai China Securities Holdings Limited 2004
Yung Sze Chan China Securities Holdings Limited 2003
Janet Yuen Ki Louie China Securities Holdings Limited 2003
Tin Biau Tang China Securities Holdings Limited 2003
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