Farzad Haider Alvi

CE No. AGP516 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Farzad Haider Alvi, a licensed former licensee with CE reference AGP516. This person has 1.6 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
RBS Asia Corporate Finance Limited
蘇皇融資亞洲有限公司
Rep Type 1 - Dealing in securities Pre-2003 2004-11-01
RBS Asia Corporate Finance Limited
蘇皇融資亞洲有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-11-01
RBS Asia Corporate Finance Limited
蘇皇融資亞洲有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-11-01
RBS Asia Corporate Finance Limited
蘇皇融資亞洲有限公司
Rep Type 9 - Asset management Pre-2003 2004-11-01

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Farzad Haider Alvi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Richard Alan Griffiths RBS Asia Corporate Finance Limited 2003–2004
Kwok Kit John Chan RBS Asia Corporate Finance Limited 2003–2004
Weimin Chen RBS Asia Corporate Finance Limited 2003–2004
Sander Bastiaan Hamersma RBS Asia Corporate Finance Limited 2003–2004
Richard Wallace D'Arcy Orders RBS Asia Corporate Finance Limited 2003–2004
Craig Edmund Courtney RBS Asia Corporate Finance Limited 2003–2004
Peter Cheng RBS Asia Corporate Finance Limited 2003–2004
Hong Chan RBS Asia Corporate Finance Limited 2003–2004
Yu-Hwei Cheng Chen RBS Asia Corporate Finance Limited 2003–2004
Curtis Sherwin Chen RBS Asia Corporate Finance Limited 2003–2004
Gary Ming Tak Chan RBS Asia Corporate Finance Limited 2003–2004
Bun Chen RBS Asia Corporate Finance Limited 2003–2004
Peter John Chapman RBS Asia Corporate Finance Limited 2003–2004
Neil John Galloway RBS Asia Corporate Finance Limited 2003–2004
Gerard Sheng Gu RBS Asia Corporate Finance Limited 2003–2004
Connie See Wai Hui RBS Asia Corporate Finance Limited 2003–2004
Peng Peng Lee RBS Asia Corporate Finance Limited 2003–2004
Vanora Ming Tzu Lie RBS Asia Corporate Finance Limited 2003–2004
Kah Hoon Phua RBS Asia Corporate Finance Limited 2003–2004
Ashok Pandit RBS Asia Corporate Finance Limited 2003–2004
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