Shiu Man Law
羅霄文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiu Man Law (羅霄文), a licensed former licensee with CE reference AGO349. This person has 9.8 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hongkong Bay Securities Limited 港灣證券有限公司 |
RO | Type 1 - Dealing in securities | 2008-09-16 | 2013-01-25 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-01 | 2008-09-16 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-06-30 |
| Magusta Futures Limited 邁高達期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-03-17 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-06-30 |
| Magusta Futures Limited 邁高達期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-02-24 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-24 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 8 - Securities margin financing | Pre-2003 | 2004-02-24 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-24 |
| Magusta Futures Limited 邁高達期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shiu Man Law during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.