Fung Ming Au
區鳳鳴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fung Ming Au (區鳳鳴), a licensed former licensee with CE reference AGN637. This person has 13.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sino Grade Securities Limited 華誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-19 | 2019-07-19 |
| China Renaissance Broking Services (Hong Kong) Limited 華興金融服務(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-03-09 | 2006-11-01 |
| Man Wo Investment Co Limited 萬和證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-12-09 |
| Man Wo Investment Co Limited 萬和證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-09 |
| Man Wo Investment Co Limited 萬和證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-09 |
| Man Wo Investment Co Limited 萬和證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Fung Ming Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.