Yi Kwai Lam
林怡葵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Kwai Lam (林怡葵), a licensed former licensee with CE reference AGM042. This person has 18.3 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-05-25 | 2021-07-20 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-22 | 2021-07-20 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-15 | 2017-09-09 |
| Ho Fung Shares Investment Company 浩豐證券投資公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-01-15 |
| Ho Fung Shares Investment Company 浩豐證券投資公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-28 |
| Ho Fung Shares Investment Company 浩豐證券投資公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-28 |
| Ho Fung Shares Investment Company 浩豐證券投資公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yi Kwai Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.