Ho Sum Yau

游浩森
CE No. AGJ503 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Sum Yau (游浩森), a licensed former licensee with CE reference AGJ503. This person has 0.8 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
Centurion Corporate Finance Limited
盛百利財務顧問有限公司
Rep Type 1 - Dealing in securities Pre-2003 2004-01-27
Centurion Corporate Finance Limited
盛百利財務顧問有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-01-27
Centurion Corporate Finance Limited
盛百利財務顧問有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-01-27
Centurion Corporate Finance Limited
盛百利財務顧問有限公司
Rep Type 9 - Asset management Pre-2003 2004-01-27

Worked alongside

The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Ho Sum Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Baldwin Kiu Sang Lee Centurion Corporate Finance Limited 2003–2004
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