Ian Timothy Simmonds
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ian Timothy Simmonds, a licensed former licensee with CE reference AGJ428. This person has 0.3 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-07-31 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-07-31 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-31 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-07-31 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Ian Timothy Simmonds during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.