Wendy Chor Ling Lam

林礎凌
CE No. AGJ242 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wendy Chor Ling Lam (林礎凌), a licensed former licensee with CE reference AGJ242. This person has 1.8 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
Truth Securities Limited
致富證券投資有限公司
Rep Type 1 - Dealing in securities Pre-2003 2005-01-04
Truth Securities Limited
致富證券投資有限公司
Rep Type 4 - Advising on securities Pre-2003 2005-01-04
Truth Securities Limited
致富證券投資有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2005-01-04
Truth Securities Limited
致富證券投資有限公司
Rep Type 9 - Asset management Pre-2003 2005-01-04

Worked alongside

The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Wendy Chor Ling Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Cindy Wai Kit Koo Ho Truth Securities Limited 2003–2005
Benedict Kin Lam Koo Truth Securities Limited 2003–2005
Chi Ying Ho Truth Securities Limited 2003–2004
Clara Yat Man Fong Truth Securities Limited 2003–2005
Nga Fung Tam Truth Securities Limited 2003–2005
Ping Yin Law Truth Securities Limited 2003
Benson Kwok-Kee Koo Truth Securities Limited 2004–2005
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