Mark Andrew Williams
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Andrew Williams, a licensed former licensee with CE reference AGJ168. This person has 4.8 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alphatraxx (H.K.) Limited | RO | Type 4 - Advising on securities | 2006-09-21 | 2009-08-17 |
| Alphatraxx (H.K.) Limited | RO | Type 9 - Asset management | 2006-09-21 | 2009-08-17 |
| Alphatraxx (H.K.) Limited | Rep | Type 4 - Advising on securities | 2006-09-07 | 2006-09-21 |
| Alphatraxx (H.K.) Limited | Rep | Type 9 - Asset management | 2006-09-07 | 2006-09-21 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-02-01 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-02-01 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-26 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-09-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mark Andrew Williams during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.