Sun Lam
林晨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sun Lam (林晨), a licensed former licensee with CE reference AFU952. This person has 21.8 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-14 | 2025-07-31 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-15 | 2021-02-26 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-12-22 | 2016-09-07 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-12-18 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-25 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-25 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-25 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sun Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.