Ellen Lee
李壽珉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ellen Lee (李壽珉), a licensed Responsible Officer with CE reference AFU590. Currently licensed at 1 firm(s): Phoenix Capital Group Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 4.5 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phoenix Capital Group Limited | RO | Type 1 - Dealing in securities | 2025-05-08 | present |
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2018-05-23 | 2020-09-11 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2018-05-23 | 2020-09-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-04-15 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-04-15 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-02-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ellen Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.